Forex Registration is sponsored by Mallon P.C. a law firm focused on helping clients in the investment management industry. We provide full-service and packaged registration and compliance services to all types of forex managers. As a law firm in the investment management industry, we’ve been able to help numerous managers register with the CFTC and institute proper compliance programs. With the recent CFTC regulation proposal requiring registration for most managers, we are offering our services and expertise to all groups who need to register.
Registration Services
- Commodity Trading Advisors (managed accounts)
- Commodity Pool Operators (hedge fund)
- Introducing Brokers
- Principals/ APs
Forex Exams
Compliance Services
- Compliance Policies and Procedures
- Ethics Training
- NFA Mock Audits
Disclosure Document Preparation
Disclosure Document Preparation
