Frequently Asked Questions
Below you will find the answers to our frequently asked questions (FAQs). We have tried to make this list as comprehensive as possible, but we are fully prepared to answer any additional questions you may have. Please contact us should you need further assistance. We look forward to serving you.
2008 Farm Bill
Capital Requirements
CFTC/NFA
Commodity Pool Operators (CPOs)
Commodity Trade Advisors (CTAs)
Disclosure Documents
Forex
- What is forex registration?
- What are the proposed forex regulations?
- Who needs to register for forex?
- How do I register for forex?
- How much does it cost to register for forex?
- How long does the forex registration process take?
- How much does it cost to register?
- What is the role of a forex lawyer, and how can s/he help me?
- What are forex commodity pools?
- What are the rules and regulations regarding forex?
- What is a forex compliance officer?
- What is ARIF?
- What is forex compliance?
Futures Commission Merchants (FCMs)
Introducing Brokers (IBs)
- What is the difference between an independent and guaranteed introducing broker (IB)?
- Can I choose which kind of Introducing Broker (IB) I want to be?
- How do I register as an IB?
- How long does the IB registration process take?
- What are the registration requirements for IBs dealing with foreign firms?
- What is a forex IB agreement? Do I need one?
Other Legal Services
Risk Disclosures
Series 34 Exam
- Are there any exemptions for the Series 34 exam?
- What is the Series 34 exam and who is required to take it?
- How and where do I sign up to take the Series 34 exam?
- Where do I take the Series 34 exam?
- Do I need to be sponsored to take the Series 34 exam, like some other exams?
- Do you offer a free Series 34 exam study guide?
- Do you offer Series 34 exam preparation services?
