Series 30 Exam - Branch Manager Examination - Futures (www.forexregistration.com/series30)
Individuals who are a Branch Office Manager and an AP of an NFA member firm must have passed the Series 30 within the two years preceding their application.
Individuals may not be required to take the Series 30 examination if:
· they have passed the Series 30 examination within two years of the date the application is filed; or
· they are currently approved as a Branch Office Manager; or
· they were approved as a Branch Office Manager and since the last date the applicant was withdrawn as a Branch Office Manager, there has not been a period of two consecutive years during which they were not either temporary licensed as an AP or registered as an AP; or
· individuals whose sponsor is a registered broker-dealer may provide proof that they are qualified to act as a branch office manager or designated supervisor under rules of FINRA.
Exam Overview
· Questions: 50
· Format: True/False and Multiple Choice
· Time: 1 hour
· Passing Score: 70%
· Cost: $70
· Prerequisite licenses: Series 3 exam
· Major Topics: []
Recommendations on Studying
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In addition to paying for study guides, there are a number of free resources available to exam takers including the following: []