NFA Interpretive Notices

9060 - COMPLIANCE RULE 2-36(e): SUPERVISION OF THE USE OF ELECTRONIC TRADING SYSTEMS

(Board of Directors, November 16, 2006; effective July 1, 2007; October 15, 2007; December 17, 2007; and June 1, 2009.)

INTERPRETIVE NOTICE

Interpretive Notice Procedures for the Bulk Assignment or Liquidation of Forex Positions; Cessation of Customer Business

9058 - NFA COMPLIANCE RULE 2-40: PROCEDURES FOR THE BULK ASSIGNMENT OR LIQUIDATION OF FOREX POSITIONS; CESSATION OF CUSTOMER BUSINESS

(Board of Directors, November 16, 2006; effective February 16, 2007)

INTERPRETIVE NOTICE