NFA Manual Paragraphs

9033 - NFA COMPLIANCE RULE 2-29: DECEPTIVE ADVERTISING

(Board of Directors, June 4, 1996)

INTERPRETIVE NOTICE

NFA Compliance Rule 2-29 governs communications between NFA Members and the public. Among other things, the rule prohibits the use of promotional material which is misleading or deceptive. The Board's purposes in adopting this rule were to protect the public from fraudulent advertising and sales solicitations and to provide Members with specific guidance on the standards by which their promotional material would be judged.

9055 - NFA BYLAW 1101, COMPLIANCE RULES 2-9 AND 2-29: GUIDELINES RELATING TO THE REGISTRATION OF THIRD-PARTY TRADING SYSTEM DEVELOPERS AND THE RESPONSIBILITY OF NFA MEMBERS FOR PROMOTIONAL MATERIAL THAT PROMOTES THIRD-PARTY TRADING SYSTEM DEVELOPERS AND THEIR TRADING SYSTEMS

(Board of Directors, August 19, 2004; effective January 10, 2005)

INTERPRETIVE NOTICE

9038 - NFA COMPLIANCE RULES 2-29: HIGH PRESSURE SALES TACTICS

(Staff, June 19, 1996)

INTERPRETIVE NOTICE

9053 - FOREX TRANSACTIONS

(Revised November 9, 2004; June 13, 2005; September 15, 2005; November 30, 2005; April 30, 2006; July 31, 2006; October 1, 2006; February 13, 2007; March 7, 2007; March 9, 2007; March 31, 2007; May 7, 2007; June 5, 2007; July 1, 2007; September 21, 2007; October 1, 2007; October 25, 2007; December 17, 2007; December 21, 2007; June 1, 2008; July 1, 2008; October 31, 2008; April 1, 2009; June 1, 2009; November 30, 2009; and December 17, 2009.)

INTERPRETIVE NOTICE

9046 - COMPLIANCE RULE 2-9: SUPERVISION OF THE USE OF AUTOMATED ORDER-ROUTING SYSTEMS

(Revised December 12, 2006)

INTERPRETIVE NOTICE

9039 - NFA COMPLIANCE RULES 2-29 AND 2-9: NFA'S REVIEW AND APPROVAL OF CERTAIN RADIO AND TELEVISION ADVERTISEMENTS

9037 - NFA COMPLIANCE RULE 2-9: SUPERVISORY PROCEDURES FOR E-MAIL AND THE USE OF WEB SITES

(Board of Directors, August 19, 1999)

INTERPRETIVE NOTICE

9034 - NFA COMPLIANCE RULE 2-29: DECEPTIVE ADVERTISING

(Board of Directors, September 2, 1998)

INTERPRETIVE NOTICE

NFA Compliance Rule 2-29 prohibits the use of promotional material which is misleading or deceptive. The purpose of the rule is to protect the public from fraudulent advertising and sales solicitations and provide guidance to Members on the standards by which their promotional material will be evaluated.

9019 - COMPLIANCE RULE 2-9: SUPERVISION OF BRANCH OFFICES AND GUARANTEED IBS

(Board of Directors, October 6, 1992; revised July 24, 2000)

INTERPRETIVE NOTICE